About the role
High Roller Technologies is looking for an experienced Compliance Lead – Prediction Markets to support our growing US prediction markets business.
This is a hands-on role working closely with Legal, Product, Marketing, Operations and senior leadership to manage our day-to-day compliance requirements and ensure we continue to meet applicable CFTC and NFA obligations as the business grows.
This is a fully remote position, open to candidates based anywhere in the United States.
What You’ll Do
* Manage the day-to-day compliance program for our US prediction markets business.
* Review and approve marketing and promotional materials across internal teams, partners and affiliates.
* Manage employee and Board compliance training, including AML, prediction markets, new hire and annual refresher training.
* Coordinate annual AML audits, regulatory audits and examinations, including those required by the NFA or other applicable regulatory bodies.
* Maintain the compliance calendar, compliance manual and regulatory records.
* Review and update internal policies, procedures, Terms & Conditions and other regulatory documentation.
* Assist with NFA/CFTC filings, applications and ongoing regulatory submissions, including other potential prediction market applications or registrations the Company may pursue.
* Support the maintenance of existing regulatory registrations and associated compliance requirements.
* Support compliance requirements for new products, features and event contracts.
* Monitor relevant regulatory developments and work with internal teams to implement required changes.
Requirements
What You’ll Bring
* 5+ years of compliance experience within financial services, derivatives, futures, prediction markets or another relevant regulated environment.
* Strong working knowledge of CFTC and NFA requirements.
* Experience with regulatory filings, audits, examinations and compliance policies.
* Strong organisational skills with the ability to manage multiple regulatory deadlines and priorities.
* A practical, hands-on approach and the ability to work independently in a fast-moving environment.
* Excellent written and verbal communication skills.
* Experience within prediction markets or another CFTC/NFA-regulated business is highly desirable.
A law degree or bar admission is not required.
What We Offer
* Competitive health and welfare benefits
* 401(k) retirement plan with company match
* Flexible vacation policy
* Home office setup reimbursement
* Access to mental health support
Originally posted on Himalayas